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This guide will help lawyers gain a comprehensive overview and practical advice regarding one segment of FINRA's disciplinary process--sanctions analysis. This book contains the historical development of various FINRA sanctions, limitations on FINRA's ability to impose certain sanctions, and much more. A unique resource on securities regulation for the new and experienced practitioner.

Produktbeschreibung
This guide will help lawyers gain a comprehensive overview and practical advice regarding one segment of FINRA's disciplinary process--sanctions analysis. This book contains the historical development of various FINRA sanctions, limitations on FINRA's ability to impose certain sanctions, and much more. A unique resource on securities regulation for the new and experienced practitioner.
Hinweis: Dieser Artikel kann nur an eine deutsche Lieferadresse ausgeliefert werden.
Autorenporträt
By Rory C. Flynn