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17 CFR Parts 41 to 199 covers securities futures products, anti-money laundering terrorist financing, trading standards, broker associations, customer protection rules and bankruptcy. Code of Federal Regulations Title 17, Volume 2, April 1, 2015 Containing parts Parts 41 to 199 Part 41; SECURITY FUTURES PRODUCTS Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING Part 43; REAL-TIME PUBLIC REPORTING Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT…mehr

Produktbeschreibung
17 CFR Parts 41 to 199 covers securities futures products, anti-money laundering terrorist financing, trading standards, broker associations, customer protection rules and bankruptcy. Code of Federal Regulations Title 17, Volume 2, April 1, 2015 Containing parts Parts 41 to 199 Part 41; SECURITY FUTURES PRODUCTS Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING Part 43; REAL-TIME PUBLIC REPORTING Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE Part 49; SWAP DATA REPOSITORIES Part 50; CLEARING REQUIREMENT AND RELATED RULES Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS Part 100; DELIVERY PERIOD REQUIRED Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Part 141; SALARY OFFSET Part 142; INDEMNIFICATION OF CFTC EMPLOYEES Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT Part 145; COMMISSION RECORDS AND INFORMATION Part 146; RECORDS MAINTAINED ON INDIVIDUALS Part 147; OPEN COMMISSION MEETINGS Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION Part 150; LIMITS ON POSITIONS Part 151; POSITION LIMITS FOR FUTURES AND SWAPS Part 155; TRADING STANDARDS Part 156; BROKER ASSOCIATIONS Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT Part 165; WHISTLEBLOWER RULES Part 166; CUSTOMER PROTECTION RULES Part 170; REGISTERED FUTURES ASSOCIATIONS Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS Part 180; PROHIBITION AGAINST MANIPULATION Part 190; BANKRUPTCY Parts 191-199; Reserved
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