Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.
Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.Hinweis: Dieser Artikel kann nur an eine deutsche Lieferadresse ausgeliefert werden.
Sarah Clarke QC is a barrister at Serjeant's Inn Chambers. She was previously a Technical Specialist and In-House Counsel in the Financial Services Authority's Enforcement Division, where she led teams and advised on investigations, evidence, powers and regulatory law and procedure.
Inhaltsangabe
* 1: Introduction to Insider Dealing * 2: Trading on the Financial Markets - Essential Principles for Insider Dealing Cases * 3: A History of Insider Dealing Legislation in the UK * 4: The European Insider Dealing Directive - The Foundation Stone of Part V CJA * 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s 52 CJA) * 6: Inside Information (s 56 CJA) * 7: Insiders (s 57 CJA) * 8: Securities and Regulated Markets * 9: Dealing * 10: Territorial Scope (s 62 CJA) * 11: Statutory Defences * 12: Prosecution of Insider Dealing Offences * 13: Penalties and Sentencing * 14: Insider Dealing - The Civil Market Abuse Regime - The Market Abuse Regulation * 15: The Civil Offences * 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary Offence') * 17: Section 118(3) FSMA; Behaviour - Improper Disclosure * 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or Inducing' * 19: Market Abuse - Exemptions * 20: Sanctions for Market Abuse * 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and Standard of Proof * 22: Detection and Referral to Enforcement * 23: The Enforcement Investigation * 24: Criminal Proceedings * 25: The Enforcement Process - Market Abuse Proceedings * 26: The Future * Appendices * 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases * 2: Legislation * 3: Financial Services and Markets Act 2000 Part VIII (as amended)
* 1: Introduction to Insider Dealing * 2: Trading on the Financial Markets - Essential Principles for Insider Dealing Cases * 3: A History of Insider Dealing Legislation in the UK * 4: The European Insider Dealing Directive - The Foundation Stone of Part V CJA * 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s 52 CJA) * 6: Inside Information (s 56 CJA) * 7: Insiders (s 57 CJA) * 8: Securities and Regulated Markets * 9: Dealing * 10: Territorial Scope (s 62 CJA) * 11: Statutory Defences * 12: Prosecution of Insider Dealing Offences * 13: Penalties and Sentencing * 14: Insider Dealing - The Civil Market Abuse Regime - The Market Abuse Regulation * 15: The Civil Offences * 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary Offence') * 17: Section 118(3) FSMA; Behaviour - Improper Disclosure * 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or Inducing' * 19: Market Abuse - Exemptions * 20: Sanctions for Market Abuse * 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and Standard of Proof * 22: Detection and Referral to Enforcement * 23: The Enforcement Investigation * 24: Criminal Proceedings * 25: The Enforcement Process - Market Abuse Proceedings * 26: The Future * Appendices * 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases * 2: Legislation * 3: Financial Services and Markets Act 2000 Part VIII (as amended)
Es gelten unsere Allgemeinen Geschäftsbedingungen: www.buecher.de/agb
Impressum
www.buecher.de ist ein Internetauftritt der buecher.de internetstores GmbH
Geschäftsführung: Monica Sawhney | Roland Kölbl | Günter Hilger
Sitz der Gesellschaft: Batheyer Straße 115 - 117, 58099 Hagen
Postanschrift: Bürgermeister-Wegele-Str. 12, 86167 Augsburg
Amtsgericht Hagen HRB 13257
Steuernummer: 321/5800/1497
