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Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.
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Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this complex area of law, covering both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.
Produktdetails
- Produktdetails
- Verlag: Oxford University Press, USA
- 2nd edition
- Seitenzahl: 560
- Erscheinungstermin: 28. Juni 2020
- Englisch
- Abmessung: 249mm x 178mm x 36mm
- Gewicht: 1179g
- ISBN-13: 9780198826439
- ISBN-10: 0198826435
- Artikelnr.: 56732007
- Verlag: Oxford University Press, USA
- 2nd edition
- Seitenzahl: 560
- Erscheinungstermin: 28. Juni 2020
- Englisch
- Abmessung: 249mm x 178mm x 36mm
- Gewicht: 1179g
- ISBN-13: 9780198826439
- ISBN-10: 0198826435
- Artikelnr.: 56732007
Sarah Clarke QC is a barrister at Serjeant's Inn Chambers. She was previously a Technical Specialist and In-House Counsel in the Financial Services Authority's Enforcement Division, where she led teams and advised on investigations, evidence, powers and regulatory law and procedure.
* 1: Introduction to Insider Dealing
* 2: Trading on the Financial Markets - Essential Principles for
Insider Dealing Cases
* 3: A History of Insider Dealing Legislation in the UK
* 4: The European Insider Dealing Directive - The Foundation Stone of
Part V CJA
* 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s
52 CJA)
* 6: Inside Information (s 56 CJA)
* 7: Insiders (s 57 CJA)
* 8: Securities and Regulated Markets
* 9: Dealing
* 10: Territorial Scope (s 62 CJA)
* 11: Statutory Defences
* 12: Prosecution of Insider Dealing Offences
* 13: Penalties and Sentencing
* 14: Insider Dealing - The Civil Market Abuse Regime - The Market
Abuse Regulation
* 15: The Civil Offences
* 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary
Offence')
* 17: Section 118(3) FSMA; Behaviour - Improper Disclosure
* 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or
Inducing'
* 19: Market Abuse - Exemptions
* 20: Sanctions for Market Abuse
* 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and
Standard of Proof
* 22: Detection and Referral to Enforcement
* 23: The Enforcement Investigation
* 24: Criminal Proceedings
* 25: The Enforcement Process - Market Abuse Proceedings
* 26: The Future
* Appendices
* 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases
* 2: Legislation
* 3: Financial Services and Markets Act 2000 Part VIII (as amended)
* 2: Trading on the Financial Markets - Essential Principles for
Insider Dealing Cases
* 3: A History of Insider Dealing Legislation in the UK
* 4: The European Insider Dealing Directive - The Foundation Stone of
Part V CJA
* 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s
52 CJA)
* 6: Inside Information (s 56 CJA)
* 7: Insiders (s 57 CJA)
* 8: Securities and Regulated Markets
* 9: Dealing
* 10: Territorial Scope (s 62 CJA)
* 11: Statutory Defences
* 12: Prosecution of Insider Dealing Offences
* 13: Penalties and Sentencing
* 14: Insider Dealing - The Civil Market Abuse Regime - The Market
Abuse Regulation
* 15: The Civil Offences
* 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary
Offence')
* 17: Section 118(3) FSMA; Behaviour - Improper Disclosure
* 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or
Inducing'
* 19: Market Abuse - Exemptions
* 20: Sanctions for Market Abuse
* 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and
Standard of Proof
* 22: Detection and Referral to Enforcement
* 23: The Enforcement Investigation
* 24: Criminal Proceedings
* 25: The Enforcement Process - Market Abuse Proceedings
* 26: The Future
* Appendices
* 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases
* 2: Legislation
* 3: Financial Services and Markets Act 2000 Part VIII (as amended)
* 1: Introduction to Insider Dealing
* 2: Trading on the Financial Markets - Essential Principles for
Insider Dealing Cases
* 3: A History of Insider Dealing Legislation in the UK
* 4: The European Insider Dealing Directive - The Foundation Stone of
Part V CJA
* 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s
52 CJA)
* 6: Inside Information (s 56 CJA)
* 7: Insiders (s 57 CJA)
* 8: Securities and Regulated Markets
* 9: Dealing
* 10: Territorial Scope (s 62 CJA)
* 11: Statutory Defences
* 12: Prosecution of Insider Dealing Offences
* 13: Penalties and Sentencing
* 14: Insider Dealing - The Civil Market Abuse Regime - The Market
Abuse Regulation
* 15: The Civil Offences
* 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary
Offence')
* 17: Section 118(3) FSMA; Behaviour - Improper Disclosure
* 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or
Inducing'
* 19: Market Abuse - Exemptions
* 20: Sanctions for Market Abuse
* 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and
Standard of Proof
* 22: Detection and Referral to Enforcement
* 23: The Enforcement Investigation
* 24: Criminal Proceedings
* 25: The Enforcement Process - Market Abuse Proceedings
* 26: The Future
* Appendices
* 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases
* 2: Legislation
* 3: Financial Services and Markets Act 2000 Part VIII (as amended)
* 2: Trading on the Financial Markets - Essential Principles for
Insider Dealing Cases
* 3: A History of Insider Dealing Legislation in the UK
* 4: The European Insider Dealing Directive - The Foundation Stone of
Part V CJA
* 5: Part V of the Criminal Justice Act 1993: The Criminal Offences (s
52 CJA)
* 6: Inside Information (s 56 CJA)
* 7: Insiders (s 57 CJA)
* 8: Securities and Regulated Markets
* 9: Dealing
* 10: Territorial Scope (s 62 CJA)
* 11: Statutory Defences
* 12: Prosecution of Insider Dealing Offences
* 13: Penalties and Sentencing
* 14: Insider Dealing - The Civil Market Abuse Regime - The Market
Abuse Regulation
* 15: The Civil Offences
* 16: Articles 14 and 8 of MAR - Insider Dealing (The 'Primary
Offence')
* 17: Section 118(3) FSMA; Behaviour - Improper Disclosure
* 18: Article 8(2) of MAR - 'Secondary Offences' - 'Recommending or
Inducing'
* 19: Market Abuse - Exemptions
* 20: Sanctions for Market Abuse
* 21: Market Abuse Proceedings - Article 6 ECHR and the Burden and
Standard of Proof
* 22: Detection and Referral to Enforcement
* 23: The Enforcement Investigation
* 24: Criminal Proceedings
* 25: The Enforcement Process - Market Abuse Proceedings
* 26: The Future
* Appendices
* 1: Glossary of Terms Commonly Encountered in Insider Dealing Cases
* 2: Legislation
* 3: Financial Services and Markets Act 2000 Part VIII (as amended)