Investment Management

Law and Practice
Herausgeber: Spangler, Timothy

• Gebundenes Buch

Produktbeschreibung

This work looks at the processes and legal and regulatory issues relevant to investment management. The work focuses on the two leading jurisdictions in the field, the UK and US, and provides an examination of the principles of investment management law and considers how those principles are applied in practice.

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Produktdetails

• Verlag: Oxford University Press, USA
• Seitenzahl: 1520
• Erscheinungstermin: 19. März 2010
• Englisch
• Abmessung: 244mm x 185mm x 89mm
• Gewicht: 2109g
• ISBN-13: 9780199582501
• ISBN-10: 0199582505
• Artikelnr.: 27959575

Autorenporträt

Timothy Spangler is a partner and chair of the Investment Funds Group in Kaye Scholer LLP's London and New York offices, where he regularly advises sponsors on the formation, structuring and negotiation of a wide variety of investment vehicles

Inhaltsangabe

I: Legal and Regulatory Framework
1: Introduction
2: The Legal Basis of Investment Management
3: Regulation of Investment Managers - United Kingdom
4: Regulation of Investment Managers - United States
5: Standard of Care
6: Contractual Duties
7: Fiduciary Duties
II: Key Topics
8: Advertising and Marketing
9: Proxy Voting
10: Best Execution
11: Soft Commission
12: Data Protection and Privacy
13: Market Abuse and Insider Dealing
14: Derivatives
15: Stakebuilding and Ownership Disclosure
16: Taxation
17: Outsourcing
18: Industry Best Practice and Guidelines
III: Clients
19: US Mutual Funds
20: UK and European Closed-Ended Listed Funds
21: UK Authorised Funds
22: Erisa Plans
23: Occupational Pension Schemes
24: Local Government Pension Schemes
25: UK Charities
26: High Net Worth Individuals
27: Sovereign Wealth Funds
28: Hedge Funds
29: US Charities and Endowments
30: With Profit-Funds