McMeel and Virgo on Financial Advice and Financial Products
Ed. by McMeel, Gerard; Virgo, John
McMeel and Virgo on Financial Advice and Financial Products
Ed. by McMeel, Gerard; Virgo, John
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The third edition of Financial Advice and Financial Products explains the impact of the Financial Services Act 2012, and the role of the Financial Conduct Authority. Now in hardback, this is the leading work for all those advising on financial services professional negligence claims.
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The third edition of Financial Advice and Financial Products explains the impact of the Financial Services Act 2012, and the role of the Financial Conduct Authority. Now in hardback, this is the leading work for all those advising on financial services professional negligence claims.
Produktdetails
- Produktdetails
- Verlag: Oxford University Press
- Revised
- Seitenzahl: 1136
- Erscheinungstermin: 6. Januar 2015
- Englisch
- Abmessung: 249mm x 175mm x 61mm
- Gewicht: 1894g
- ISBN-13: 9780198705956
- ISBN-10: 0198705956
- Artikelnr.: 41193103
- Verlag: Oxford University Press
- Revised
- Seitenzahl: 1136
- Erscheinungstermin: 6. Januar 2015
- Englisch
- Abmessung: 249mm x 175mm x 61mm
- Gewicht: 1894g
- ISBN-13: 9780198705956
- ISBN-10: 0198705956
- Artikelnr.: 41193103
Gerard McMeel, Professor of Commercial Law, University of Manchester; Barrister, Guildhall Chambers, Bristol, and Quadrant Chambers, London ; John Virgo, Barrister, Guildhall Chambers, Bristol
PART I: The Industry and Regulatory Context
1. The Legal and Regulatory Framework
2. The UK Regulatory Framework
PART II: Causes of Action
3. Unregulated Financial Services and the Impact on Transactions
4. Breach of Statutory Duty
5. Claims in Contract
6. Misrepresentation and Duties of Disclosure
7. Negligence
8. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability
PART III: Intermediaries and Financial Promotion
9. Intermediaries
10. Financial Promotion
PART IV: Standards of Conduct
11. Standards of Conduct: Overview
12. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS')
13. Regulated Collective Investment Schemes
14. Standards of Conduct in General Insurance Business
15. Standards of Conduct in Mortgage Lending and Advising
PART V: Deposit-Taking and Consumer Credit Conduct of Business
16. Conduct of Business for Banks, Other Deposit-Takers and Payment Services Providers
17. Regulation of Consumer Credit Business by the Financial Conduct Authority
PART VI: Remedies
18. Remedies
19. Accessing Compensation: The Framework
PART VII: Bringing and Defending Claims
20. Proving Liability and Loss: Use of Experts
21. Claims Investigation and Presentation
22. Defending Claims
23. Defences
PART VIII: Financial Services and Solicitors
24. Financial Services and Solicitors
1. The Legal and Regulatory Framework
2. The UK Regulatory Framework
PART II: Causes of Action
3. Unregulated Financial Services and the Impact on Transactions
4. Breach of Statutory Duty
5. Claims in Contract
6. Misrepresentation and Duties of Disclosure
7. Negligence
8. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability
PART III: Intermediaries and Financial Promotion
9. Intermediaries
10. Financial Promotion
PART IV: Standards of Conduct
11. Standards of Conduct: Overview
12. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS')
13. Regulated Collective Investment Schemes
14. Standards of Conduct in General Insurance Business
15. Standards of Conduct in Mortgage Lending and Advising
PART V: Deposit-Taking and Consumer Credit Conduct of Business
16. Conduct of Business for Banks, Other Deposit-Takers and Payment Services Providers
17. Regulation of Consumer Credit Business by the Financial Conduct Authority
PART VI: Remedies
18. Remedies
19. Accessing Compensation: The Framework
PART VII: Bringing and Defending Claims
20. Proving Liability and Loss: Use of Experts
21. Claims Investigation and Presentation
22. Defending Claims
23. Defences
PART VIII: Financial Services and Solicitors
24. Financial Services and Solicitors
PART I: The Industry and Regulatory Context
1. The Legal and Regulatory Framework
2. The UK Regulatory Framework
PART II: Causes of Action
3. Unregulated Financial Services and the Impact on Transactions
4. Breach of Statutory Duty
5. Claims in Contract
6. Misrepresentation and Duties of Disclosure
7. Negligence
8. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability
PART III: Intermediaries and Financial Promotion
9. Intermediaries
10. Financial Promotion
PART IV: Standards of Conduct
11. Standards of Conduct: Overview
12. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS')
13. Regulated Collective Investment Schemes
14. Standards of Conduct in General Insurance Business
15. Standards of Conduct in Mortgage Lending and Advising
PART V: Deposit-Taking and Consumer Credit Conduct of Business
16. Conduct of Business for Banks, Other Deposit-Takers and Payment Services Providers
17. Regulation of Consumer Credit Business by the Financial Conduct Authority
PART VI: Remedies
18. Remedies
19. Accessing Compensation: The Framework
PART VII: Bringing and Defending Claims
20. Proving Liability and Loss: Use of Experts
21. Claims Investigation and Presentation
22. Defending Claims
23. Defences
PART VIII: Financial Services and Solicitors
24. Financial Services and Solicitors
1. The Legal and Regulatory Framework
2. The UK Regulatory Framework
PART II: Causes of Action
3. Unregulated Financial Services and the Impact on Transactions
4. Breach of Statutory Duty
5. Claims in Contract
6. Misrepresentation and Duties of Disclosure
7. Negligence
8. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability
PART III: Intermediaries and Financial Promotion
9. Intermediaries
10. Financial Promotion
PART IV: Standards of Conduct
11. Standards of Conduct: Overview
12. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS')
13. Regulated Collective Investment Schemes
14. Standards of Conduct in General Insurance Business
15. Standards of Conduct in Mortgage Lending and Advising
PART V: Deposit-Taking and Consumer Credit Conduct of Business
16. Conduct of Business for Banks, Other Deposit-Takers and Payment Services Providers
17. Regulation of Consumer Credit Business by the Financial Conduct Authority
PART VI: Remedies
18. Remedies
19. Accessing Compensation: The Framework
PART VII: Bringing and Defending Claims
20. Proving Liability and Loss: Use of Experts
21. Claims Investigation and Presentation
22. Defending Claims
23. Defences
PART VIII: Financial Services and Solicitors
24. Financial Services and Solicitors