The third edition of a leading resource in the field, this valuable practice tool brings you completely up to date on the evolving laws governing banks' securities activities. These range from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Billey Act. This looseleaf gives you everything you need to help build a bank's securities business while avoiding compliance pitfalls.
Securities Activities of Banks provides:
- In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies
- Clear explanations of how securities laws affect banks’ securities activities
- A complete review of how banks are regulated - including foreign banks and affiliates
- Up-to-date analysis of the evolution of the banking laws through agency and court decisions
Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, and fiduciary activities.
Securities Activities of Banks provides:
- In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies
- Clear explanations of how securities laws affect banks’ securities activities
- A complete review of how banks are regulated - including foreign banks and affiliates
- Up-to-date analysis of the evolution of the banking laws through agency and court decisions
Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, and fiduciary activities.