The Law of Financial Advice, Investment Management, and Trading - Setten, Lodewijk van
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This work provides guidance on legal and regulatory risks, and the protection of the investor, throughout the investment cycle, analysing financial investments, their markets, the market infrastructure, and the roles and responsibilities of financial intermediaries.

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Produktbeschreibung
This work provides guidance on legal and regulatory risks, and the protection of the investor, throughout the investment cycle, analysing financial investments, their markets, the market infrastructure, and the roles and responsibilities of financial intermediaries.
Autorenporträt
Lodewijk van Setten is Visiting Professor of Financial Law at King's College London and Senior Financial Services Consultant. He has wide-ranging experience in the financial services sector, including tenures as International COO and Managing Director at Morgan Stanley Investment Management and European Counsel at State Street Global Advisors, and present engagements as Senior Consultant to institutional financial services clients. He has published widely on investment management and funds including Van Setten: The Law of Institutional Investment Management (OUP, 2009), and Van Setten and Busch: Alternative Investment Funds in Europe - Law and Practice (OUP, 2014). This book is the natural successor to his 2009 work, tackling the subject on a broader, practical, and more rounded basis.