Jean-Pierre Casey, Karel Lannoo

The Mifid Revolution

• Gebundenes Buch

Produktbeschreibung

An in-depth understanding of this new EU directive, with aspects and implications for the different business lines in financial markets.

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Hinweis: Dieser Artikel kann nur an eine deutsche Lieferadresse ausgeliefert werden.

Produktdetails

• Verlag: Cambridge University Press
• Seitenzahl: 240
• Erscheinungstermin: 16. November 2009
• Englisch
• Abmessung: 233mm x 156mm x 17mm
• Gewicht: 497g
• ISBN-13: 9780521518635
• ISBN-10: 0521518636
• Artikelnr.: 25335935

Autorenporträt

Jean-Pierre Casey is a Compliance Manager at Barclays Wealth in London. He was Head of Research at the European Capital Markets Institute (ECMI) and Research Fellow at the Centre for European Policy Studies (CEPS).

Inhaltsangabe

Introduction
1. The MiFID revolution
2. Origins and structure of MiFID
3. Suitability and appropriateness under MiFID: 'faithful watchdogs' or 'terrible twins'?
4. Best execution rules under MiFID
5. Financial market data and MiFID
6. Guarding against conflicts of interest: where do we stand?
7. The MiFID approach to inducements: imperfect tools for a worthy policy objective
8. MiFID's impact on the fund management industry
9. MiFID and bond market transparency
10. The MiFID regulatory and supervisory architecture
11. MiFID and Reg NMS: a test-case for 'substituted compliance'?
Glossary
Annex I: list of services and activities and financial instruments
Bibliography.