Martin T. Biegelman, Daniel R. Biegelman

Building a World-Class Compliance Program (eBook, PDF)

Best Practices and Strategies for Success

• Format: PDF

Produktbeschreibung

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

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Produktdetails

• Verlag: John Wiley & Sons
• Seitenzahl: 320
• Erscheinungstermin: 13. März 2008
• Englisch
• ISBN-13: 9780470278406
• Artikelnr.: 37291372

Autorenporträt

Martin T. Biegelman, CFE, CCEP, has been fighting fraud and corruption for 40 years in various roles in law enforcement, consulting, and the corporate sector. He is currently the Executive Vice President of U.S. Operations for IPSA International, a global risk advisory firm. His extensive experience include conducting internal investigations on behalf of corporate management and boards, FCPA and anti-bribery compliance, litigation consulting, due diligence, and corporate compliance design and implementation. He previously served as the Director of Financial Integrity at Microsoft Corporation. This highly acclaimed fraud prevention and anti-corruption compliance program that he founded and led continues to be a model for other global companies. Mr. Biegelman is a sought-after speaker, prolific author, and the recipient of the prestigious Cressey Award bestowed by the Association of Certified Fraud Examiners for lifetime achievements in the detection and deterrence of fraud.

Inhaltsangabe

Foreword xi
Preface xiii
Acknowledgments xvii
About the Author xix
CHAPTER 1 Why Ethics and Compliance Will Always Matter 1
CHAPTER 2 Tone at the Top and Throughout 25
CHAPTER 3 The Growth and Evolution of Compliance 45
CHAPTER 4 Caremark and Sarbanes-Oxley: Enhancing Compliance 71
CHAPTER 5 CA's Compliance Rebirth: Don't Lie, Don't Cheat, Don't Steal 87
CHAPTER 6 The International Landscape of Compliance 107
CHAPTER 7 Compliance Programs and Anti-Money Laundering Efforts 131
By Marc B. Sherman, Laura Connor, and David Meilstrup
About the Chapter Authors 148
CHAPTER 8 Interview with an Ethics and Compliance Thought Leader 149
CHAPTER 9 Building a World-Class Compliance Program: The Seven Steps in
Practice (Part I) 163
CHAPTER 10 Building a World-Class Compliance Program: The Seven Steps in
Practice (Part II) 191
CHAPTER 11 Recognizing Compliance Excellence: Premier, Inc. and Winning the
Baldrige Award 219
CHAPTER 12 Designing Robust Fraud Prevention Policies: The Airservices
Australia Fraud Control Plan 233
CHAPTER 13 The Skunk in the Room 257
Appendix A: Summary of the 2004 Federal Sentencing Guidelines Amendments
and Recommended Action Steps 269
Appendix B: Sample Compliance Program Charter 277
Appendix C: Resources for Compliance Professionals 283
Index 291