Cambridge Handbook of Investor Protection (eBook, PDF)

Redaktion: Laby, Arthur B.

• Format: PDF

Produktbeschreibung

Leading experts analyze key topics in investor protection, market regulation, and the role of the Securities and Exchange Commission and other regulators.

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Produktdetails

• Verlag: Cambridge University Press
• Erscheinungstermin: 27. Oktober 2022
• Englisch
• ISBN-13: 9781108996730
• Artikelnr.: 70913472

Inhaltsangabe

Introduction: continuity and change in investor protection Arthur B. Laby;
Part I. Institutionalization and Investor Protection: 1. The
financialization of corporate governance Roberta S. Karmel; 2. 'Public'
mutual funds Jeff Schwartz; 3. The overlooked effects of passive management
Anita K. Krug; 4. Retail investor protection and empowerment: reflections
from the European Union Niamh Moloney; 5. Which investors to protect?
Evolving conceptions of the American shareholder Jacob Hale Russell; Part
II. The Scope of Investor Protection Regulation: 6. Retirement plan reforms
in the absence of a retirement policy Natalya Shnitser; 7. Rogue brokers
and the limits of agency law Deborah A. DeMott; 8. Protecting investors of
collective-investor trusts in China Lusina Ho; 9. Jurisdiction and
applicable law in investor suits Matthias Lehmann; Part III. The Regulation
of Market Professionals: 10. Techniques of regulatory implementation: the
case of Reg BI and Form CRS James A. Fanto; 11. Regulation best interest,
customer trust, and the move to make private investments more available to
retail investors Donald C. Langevoort; 12. Best execution: an impossible
dream? Onnig H. Dombalagian; 13. Equilibrium investor protection: active
mutual fund fees Michel A. Habib and D. Bruce Johnsen; 14. Reputational
bonding and the birth of investment adviser regulation Arthur B. Laby; Part
IV. Alternative Regulatory Regimes: 15. Do lawyers make good gatekeepers?
Sung Hui Kim; 16. Retail investors and Delaware corporate law J. Travis
Laster; 17. Investor protections in Muslim jurisdictions Russell Powell;
18. Insider trading law in the United States and Australia: fiduciary
breaches, market abuses, and the harshness of penalties Donna M. Nagy and
Juliette Overland; 19. Markets versus regulation: investor protection in
the United States compared to Israel Nitzan Shilon.