Regulating Financial Services and Markets in the 21st Century (eBook, PDF)

Redaktion: Ferran, Eilís; Goodhart CBE, Charles

• Format: PDF

Produktbeschreibung

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

Produktdetails

• Verlag: Bloomsbury UK eBooks
• Seitenzahl: 352
• Erscheinungstermin: 11. September 2001
• Englisch
• ISBN-13: 9781847311696
• Artikelnr.: 53316076

Autorenporträt

Eilís Ferran is Director of the Centre for Corporate and Commercial Law (3CL),University of Cambridge, and Reader in Corporate Law and Financial Regulation, University of Cambridge. Charles A E Goodhart CBE, is Deputy Director of the Financial Markets Group and Norman Sosnow Professor of Banking and Finance at the London School of Economics.

Inhaltsangabe

GENERAL OVERVIEW 1. Regulating Financial Services and Markets in the Twenty
First Century: An Overview Eilís Ferran and Charles A.E. Goodhart 2.
Reforming Financial Regulation: Progress and Priorities Howard Davies
OBJECTIVES AND PRINCIPLES 3. Regulatory Principles and the Financial
Services and Markets Act 2000 Colin Mayer 4. Examining the Objectives of
Financial Regulation-Will the New Regime Succeed? A Practitioner's View
Amelia C. Fawcett 5. Incentive v. Rule-Based Financial Regulation: A Role
for Market Discipline Rahul Dhumale REGULATION OF SENIOR MANAGEMENT 6.
Directors' Fiduciary Duties and the Approved Persons Regime Colin Bamford
7. Fiduciary Duties, Regulation of Companies and Regulation of Individuals
Sir Adam Ridley DISCIPLINE, ENFORCEMENT AND HUMAN RIGHTS 8. Regulatory
Discipline and the European Convention on Human Rights-A Reality Check
Daniel F. Waters and Martyn Hopper 9. Holding the Balance-Effective
Enforcement, Procedural Fairness and Human Rights Thomas A.G. Beazley
ACCOUNTABILITY 10. Regulating the Regulator-A Lawyer's Perspective on
Accountability and Control Alan Page 11. Regulating the Regulator-An
Economist's Perspective on Accountability and Control Charles A.E. Goodhart
12. Public Accountability in the Financial Sector Rosa M. Lastra and Heba
Shams EUROPEAN REGULATION 13. Regulating European Markets: The
Harmonisation of Securities Regulation in Europe in the New Trading
Environment Eddy Wymeersch 14. The Case for a European Securities
Commission Gilles Thieffry INTERNATIONAL REGULATION 15. New Issues in
International Financial Regulation John Eatwell 16. The Financial Stability
Forum (FSF): Just Another Acronym? Andrew G. Haldane 17. The Need for
Efficient International Financial Regulation and the Role of a Global
Supervisor Kern Alexander ROLE OF RATING AGENCIES 18. The Role of Rating
Agencies in Global Market Regulation Steven L. Schwarcz 19. The Role of
Credit Rating Agencies in the Establishment of Capital Standards for
Financial Institutions in a Global Economy Howell E. Jackson TECHNOLOGICAL
CHANGE AND REGULATION 20. The Challenge of Technology-Regulation of
Electronic Financial Markets